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The Wall Street Publication > Blog > Markets > Wall Street Fines Fall 18% in First Year of Biden Administration
Markets

Wall Street Fines Fall 18% in First Year of Biden Administration

Editorial Board Published November 19, 2021
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Wall Street Fines Fall 18% in First Year of Biden Administration
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WASHINGTON—Enforcement fines levied against Wall Street firms and public companies fell 18% in the first year of the Biden administration, according to newly released statistics.

The Securities and Exchange Commission obtained $3.9 billion in fines during its latest fiscal year, which ended in September. The SEC set a record for fines imposed through its civil enforcement actions in 2020, when the total surpassed $4.6 billion.

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